Let’s Talk About: What the family law lawyer needs to know about the investments and securities law practice

Legal Aid Society of Orange County presents:


Let’s Talk About:

What the Family Law Lawyer needs to know about the investments and securities law practice


What issues arise with investment disputes or securities enforcement? How does one identify a client’s risk management error?  How does the private lawyer identify relevant issues for private redress?   How does counsel seek information and assistance from regulators?

Do your clients own stocks and securities, if so, this is a class you should not miss!


Speaker will be Dennis A. Stubblefield

Attorney in private practice; former Securities Exchange Commissioner Enforcement Attorney; adjunct professor at Western State College of Law: Securities Regulation

introduced by Commissioner Richard G. Vogl (Ret.)

(“Let’s Talk About…” is a series of classes sponsored by the Legal Aid Society of Orange County and led by Commissioner Vogl.  This series covers a variety of court issues and is for MCLE credit for lawyers, paralegals, and office staff.)


November 18, 2014

1 hour MCLE

12:15 PM to 1:15 PM

Location:  2101 North Tustin Avenue, Santa Ana

Bring your lunch and questions!


Cost:   $25  -or-

Volunteer in LASOC’s Family Law Clinic immediately after the session    -or-

Accept a pro bono case with one of LASOC’s clients

Law students admitted without charge


Register now while space is still available.

Contact:  mmelech@legal-aid.com

Legal Aid Society of Orange County

2101 N. Tustin Avenue

Santa Ana, CA  927005

714-571-5204  office        *       714-571-5188 FAX

www.legal-aid.com           *   www.legalresolutions.com